Broker Check

Soteria's Three Step Process



Get to know each other

The better we know you, your finances and your goals, the better we can help.



Make a plan

We’ll provide an amazing experience and a financial strategy that works with your lifestyle.



Execute the plan

Life is always changing, and so are you. We’ll be by your side through every twist and turn.

Service Models

We offer multiple different client service models to fit your specific situation and needs. This way, you know exactly what to expect and what services are included at each level. However, our fiduciary duty, framework, and client evaluation process leads to more effective advice and recommendations regardless of the service model you select.

Investment Management

For clients who just want professional investment management and monitoring of investments

Included Services:

  • Risk Tolerance Analysis
  • Investment Policy Statement
  • Investment Education Meeting
  • Portfolio Selection
  • Investment Research
  • Rebalancing & Trading
  • Retirement Plan Outlook
  • Annual Performance Reporting
  • Annual Portfolio Review Meetings

Financial Planning Advice

For clients who want a holistic review of their situation, professional recommendations and implementation advice

Included Services:

(initial engagements of 12 months)

  • Personalized Financial Website, Organizer & Secure Digital Vault
  • Plan Implementation Guidance
  • Coordination with CPAs and/or Attorneys
  • A Full Financial Plan PDF & Summary of Recommendations
  • Quarterly Reviews/Check-Ins

Financial Areas of Analysis:

  • Goal Setting
  • Cash Flow Analysis
  • Investment Advice
  • Retirement Planning
  • Risk Management
  • Estate Planning Strategy

Comprehensive Wealth Management

For clients who want a fully integrated, comprehensive wealth management framework and all-inclusive services

Includes both Comprehensive Financial Planning and Investment Management Services, Plus:

  • Analysis of Alternative Scenarios & Investment Strategies
  • Business Succession Planning*
  • Complex Trust & Transfer Strategies*
  • Charitable Giving Strategies*
  • Estate Tax Mitigation Analysis*
  • Family Wealth Planning & Education Funding Analysis*
  • Proactive Year-End Tax Planning Strategies*

(*if applicable)

Fee Structures

For more information on what client service model is right for you, please contact us directly

Contact Us

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